Industry | Financial Services | AuditBoard

Reduce the burden of regulation

Gain efficiency, agility, and expanded assurance with a purpose-built platform that enables you to focus on the right risk at the right time.

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Why leading financial organizations implemented AuditBoard's connected risk platform

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JOIN LEADING FINANCIAL SERVICES ORGANIZATIONS USING AUDITBOARD
Pacific Life Arthur J. Gallagher & Co. Tokio Marine Insurance Group Navy Federal Credit Union CTBC Bank United Bankshares

Liz Evans headshot
“AuditBoard checked all the boxes and helped us develop a few specific changes for reporting purposes to gain insights into risks. That way, we can focus our audits on the high-risk areas that matter.”
Liz Evans Chief Audit Executive
Pooja Knight headshot
“One thing that AuditBoard has really done for us is listen. They listen to their customers and they evolve their tools to make sure that it adapts to the customer's needs at the end of the day.”
Pooja Knight AVP of ERM and Climate Change
Melissa Gonzalez headshot
“We've seen an ROI within a year just based on the time that we used to take. We've achieved what we set out to do by making our team more efficient.”
Melissa Gonzalez Senior Vice President & Auditor

Simplify Audit and Risk for Modern Banking Needs

Simplify Audit and Risk for Modern Banking Needs

Engage your stakeholders with user friendly interfaces and integrate with your existing GRC ecosystem to seamlessly address your complex program needs.

Centralize GRC Efforts to Drive Insurance Excellence

Centralize GRC Efforts to Drive Insurance Excellence

Centralize your audits, risks, and controls while managing your cross-functional issues - all within one platform using GenAI, OOTB workflows, dashboards, and analytics.

Take Control of Risk for Smarter Asset Management

Take Control of Risk for Smarter Asset Management

Meet any new regulation with ease and address top risks with agility by leveraging shared risk and control matrices, KRIs, dynamic real-time data, and workflows.

Engage Your Auditors

Transform every stage of the audit process including planning, fieldwork, and reporting with best-in-class workflows to level up the way your team works. Turn auditors into reviewers and reduce manual burden with templatized audits, a centralized risk register, AI recommendations, and audit analytics.

Engage Your Auditors

Streamline Control Testing

Cut down on administrative work needed for control testing. Complete all aspects of testing in the platform while ensuring version control and eliminating duplicative efforts. Map supporting evidence to your controls, link it to your test work, and annotate evidence with an intuitive in-app markup solution, simplifying the overall process.

Streamline Control Testing

Leverage Key Risk Indicators

Perform a trend analysis on operational risks, measuring their impact on the organization and the effectiveness of your operational risk management activities. Link key risk indicators to risks and auditable entities, and assign owners. Monitor these KRIs to drive the focus of your audit activities.

Leverage Key Risk Indicators

Manage IT and Compliance Risk

Promote continuous compliance with in-scope frameworks such as PCI, SOC2, NIST, ISO, and GLBA by performing gap and readiness assessments on an ongoing basis, unlocking the capability to assess once and comply with many. Account for your most critical assets and take action on the highest risk areas.

Manage IT and Compliance Risk

Explore More Resources

Future Forward: Analytics and AI Integration Strategies for Bank Internal Audit Teams

Future Forward: Analytics and AI Integration Strategies for Bank Internal Audit Teams

Experts explore the promise and challenges of advanced analytics and AI solutions.

Ivan Martinez of Goldman Sachs Touts a Strategic Plan in a Changing World

Ivan Martinez and Richard Chambers discuss the indispensability of having a strategic plan.

How Ascot Group Developed Efficient Controls to Mitigate Risk

Anthony Mandica shares how Ascot Group's Internal Audit team collaborates with security and ERM teams.

The Modern Connected Risk Platform

Elevate your audit, risk, sustainability, and compliance teams with the intelligent, collaborative, connected risk management platform.

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Platform diagram

Audit & Controls Management

Elevate your impact with risk-based auditing and SOX assurance.

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IT Risk & Compliance

Automate across each area of IT risk and compliance management.

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Risk Management

Visualize and address every risk across your organization.

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ESG Management

Streamline your ESG program and ensure audit-ready data.

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